Compliance

Compliance advisory for SMEs and mid-sized regulated businesses: perimeter, framework design, and remediation, answered at the level a board can act on. In every matter we distinguish black-letter law, regulator practice, and market practice — stated separately, because they are not the same thing.

Scope

• AML/KYC: framework design, business-wide risk assessments, and remediation after findings
• Perimeter and authorisation questions under EU financial services law, including CSSF practice
• MiFID II: licensing scope, product governance, exemptions, and cross-border service questions
• Compliance monitoring plans, policies, and governance documentation sized for the organisation, not scaled down from bank templates
• Pre-inspection reviews covering governance, outsourcing, and record-keeping against current regulator expectations

Write to contact@viekey.eu — a short call generally clarifies scope and feasibility.